Inventories Revisited

Inventories Revisited - Making Your Asset Lists Work for You Inventory_Web.jpgIT Security in the Investment Adviser space faces an interesting quandary: does security drive compliance, or does compliance drive security? From the security side, the continuous call is that compliance with regulations should come as a result of good security. In essence, [...]

By |2018-01-17T14:13:24-05:00September 27th, 2016|Cyber Security|Comments Off on Inventories Revisited

Form ADV Amendments & Internet Presence

In the final, sleepy week of Summer on the 25th of August, the SEC adopted rule changes and additions to Form ADV which were proposed in May of 2015. The justification for the scope creep of information and “big data” is to fill gaps in intelligence, modernize, and enhance information provided to both [...]

By |2018-01-17T14:17:18-05:00September 5th, 2016|Cyber Security|Comments Off on Form ADV Amendments & Internet Presence
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