Aguilar Speaks (But You Should Read the Footnotes)

In a prepared speech at the Georgia Law Review Annual Symposium, SEC Commissioner Luis A. Aguilar covered a broad range of topics under the heading of “Preparing for Regulatory Challenges of the 21st Century.” Main points covered the ever-evolving markets and the need for high-quality information. In his closing statement, the Commissioner [...]

By |2018-01-26T17:43:55-04:00March 31st, 2015|Best Practices, SEC|0 Comments

Law Firms: The Current State of Affairs

Periodically, the heat is turned up on the Legal Industry and recently the New York Times reported on the concept of information sharing between Wall Street Banks and Law Firms.[1]  This came to mind as I had breakfast with one of the policy architects of public/private initiative which led to the creation [...]